Cross Point Capital, LLC Privacy Policy

Privacy Disclosure:

Cross Point Capital, LLC (“CPC”) recognizes the importance of protecting your privacy. CPC has policies and procedures in place to maintain the confidentiality and security of your personal and confidential information. The following policy is designed to help you understand what information we collect from you and how we use that information to serve your account.

Confidentiality and Security:

• CPC restricts access to nonpublic personal and confidential information about you or your company to those employees and agents who need to know that information in providing products or services to you. Moreover, CPC maintains physical, electronic, and procedural safeguards to guard your nonpublic personal and confidential information.

• CPC does not disclose any nonpublic personal or confidential information about our customers or former customers to anyone, except as permitted by law or to fulfill legal and regulatory requirements.

• CPC collects nonpublic personal and confidential information about you from the following sources:

• Information we receive from you on applications or other forms;

• Information about your transactions with us, our affiliates, or others; and

• Information we may receive from a consumer reporting agency.

Cross Point Capital, LLC does not use cookies for data tracking. Personal information submitted through the on-line registration process is not transmitted through electronic mail for existing clients. It is stored in a secure database, which is accessed only by appropriate firm personnel.

If you have a concern or complaint about your account, please contact your representative. If you are unable to contact the representative or if you have not received a satisfactory response, please contact us.